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Dr. Ahmed Sameer Alnuaimi

MBChB, MSc, PhD Epidemiology


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Learning Objectives:

1. Understand counts, ratios, proportions, and 

rates.

2. Define, calculate, and interpret incidence.

3. Understand the use of person-time 

denominators.

4. Distinguish between cumulative incidence and 

incidence rate.

5. Define, calculate, and interpret prevalence.


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Learning Objectives (cont.):

7. Distinguish between point and period 

prevalence.

8. List special types of incidence and prevalence 

measures.

9. Describe the interrelationship between 

incidence, prevalence, and duration of 
disease.

10.Differentiate the use of incidence and 

prevalence measures.


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Measures of health status convey information about 
the occurrence of disease.  They include:

Counts

Proportions

Ratios

Rates

Quantitative Measures of Health Status

Measurement 

of rate

Comparison 

of rate

Epidemiology


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• Simplest / most frequently performed measure in 

epidemiology

• Refers to the number of cases of a disease or 

other health phenomenon being studied

• Useful for allocation of health resources (at the 

policy level of MOH)

• Limited usefulness for epidemiologic purposes 

without knowing size of the source population.

Counts


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Counts 

– Limited Interpretation

New Cases   Reporting

Location

of Disease

Period

Population

City A

20

1998                  100

City B

100

1998

1000

Annual Rate of Occurrence

City A:

20 / 100  

=  0.2

City B:

100 / 1000  =  0.1


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Persons included in the numerator are 

always 

included

in the denominator:    

A

Proportion:

--------
A + B

In epidemiology, tells us the fraction of the 
population that is affected.

Proportions


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Proportions - Example

A

B

Total (A + B)

# persons with 

hypertension

# persons 

without 

hypertension

Total study 

population

1,400

9,650

11,050

P (hypertensive) = A / (A + B) = (1,400 / 11,050) 

= 0.127 = 12.7%


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Numerical value of a proportion: 0  to 1

Linked to probability theory (i.e. risk of developing 
disease)

For ease of usage, can multiply a proportion by 
100 to get a percentage. Or use another power of 
10 multiplier (constant)

Proportions-the role of constant


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Like a proportion, is a fraction, 

BUT

without a 

specified relationship between the numerator and 
denominator

Example:  Occurrence of Major Depression

Female cases = 240      240
---------------------------- = ------ = 2:1 female to male

Male cases    = 120

120

Ratios


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A proportion in which 

TIME

forms part of the 

definition

Epidemiologic rates contain the following 
elements:

disease frequency (in the numerator)

unit size of population

time period during which an event occurs

Rates


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A) Events related to the population

Mortality rate 

Morbidity rate 

Age-specific rates of disease 

Birth rates 

Infant mortality rates 

Perinatal mortality rates 

Neonatal mortality rates 

Two common types of rates


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Case-specific fatality rates 

Operative mortality 

Still births

B) Events related to total number of events


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Calculate crude annual death rate in the US:

Annual death count

Crude death rate = ----------------------------- x constant

Reference population

(during midpoint of year)

Death count in U.S. during 1990: 2,148,463
U.S. population on June 30, 1990: 248,709,873

2,148,463

Crude death rate = -------------- x 1,000 = 8.6 per 1,000

248,709,873

Rates 

– Example


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Classification of rates:

There are 2 major types of rates used in 
epidemiology:

1.

Prevalence rate

2.

Incidence rate


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Prevalence rate

Provides a snap shot of disease or health event. 
There are 2 types of prevalence rates:

1.

Point prevalence rate: Proportion of individuals in 
a specified population at risk who have the 
disease of interest at a given point in time.

2.

Period prevalence rate: Proportion of individuals 
in a specified population at risk who have the 
disease of interest over a specified period of 
time.


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Incidence rate

Incidence rate is the basic measure of risk. Like 
prevalence is of 2 types:

1.

Cumulative incidence rate: Number of new cases 
of disease occurring over a  specified period of 
time in a population at risk (disease-free or 
condition-free) at the beginning of the interval. 

2.

Incidence density: Number of new cases of 
disease occurring over a specified period of time 
in a population at risk throughout  the interval.


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The numerator  (number of new cases or events) 
does not differ between the two types of incidence 
rate. However, the denominator differs in incidence 
density because it takes account:

Subjects lost to follow up during the time frame 
(migration, death, lost interest in the study)

Subjects who had the disease (like influenza) 
once and will not have it again in the same 
season (not at risk any more).

Subjects who came to observation after the start 
of study. 


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Incidence Density

No. new cases of disease during a given period

= -------------------------------------------------------------

Total 

person-time

” of observation

Since the number of cases is 
divided by a measure of time of 
observation, rather than people, 
this helps address the problem of 

losses to follow up

.


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Person-Time

Person

Follow-up Time on Study

Person Yrs.

1

<---------------------------------->

2

2

<---------------------------------Died

2

3

<---------------Event

1

4

<---------------------------------------------------->

3

5

<---------------------------------->

2

1995

1996

1997

1998

Jan.

Jan.

Jan.

Jan.

Study Period:

3 Years

Study Participants:

5

Person Years of Observation:

10

Average Duration of Follow-Up:

2.0 Years


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1 case

Incidence Density = ------------ = 1 case /10 person-years

10 years

Where as,

1 case

Cumulative Incidence = -------------- = 0.20 = 20.0%

5 persons

Incidence Rate-Calculation


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1.

Incidence is generally used for acutely acquired 
diseases, prevalence is used for more permanent 
states, conditions or attributes of ill-health.

2.

Incidence is more important when thinking of etiology 
of the disorder (since it measures the risk), 
prevalence when thinking of societal burden of the 
disorder including the costs and resources consumed 
as a result of the disorder.

3.

Incidence always requires a duration, prevalence 
may or may not.

4.

Incidence generally requires an initial disease-free 
interval before counting starts.


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WHEN (the steady state is in 
effect). Incidence rate (I) and 
duration of disease (D) has 
been constant over time.

I x D = P / (1 

– P)

P = (I x D) / (1 + (I x D))

If the prevalence (P) of 
disease is low (i.e. < 0.10) 
then

P = I x D


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Because, in the formula:  

P = I x D

D

is related to :   -

The subject’s health condition

- Access to care
- Availability of treatment
- Social support
- The severity of disease

So prevalent cases reflect factors related to the 
incidence of disease (

Etiological factors

), AND 

factors related to the duration of disease (

Prognostic 

factors

). Thus, they are not adequate for studies 

trying to elucidate Disease Etiology.


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What disease has a high incidence and low 
prevalence?

What conditions have a high prevalence and low 
incidence?

What condition has low incidence and low 
prevalence?

What condition has high incidence and high 
prevalence?


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Lecture Notes in Epidemiology and Public 

Health Medicine, 5th edition. Farmer R, 

Lawrenson R. Blackwell Publishing, 2004.

Oxford Textbook of Public health, 4th 

edition. Detels R, McEwen J, Beaglehole R, 

Tanaka H. Oxford Medical Publications, 2002. 

References




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